In today’s regulatory environment, documentation is more than administration. It is evidence. This practical course explores how recordkeeping supports compliance with FAIS, FICA, POPIA, COFI, and the Law of Evidence, and why accurate, complete, and retrievable records are essential for demonstrating fair outcomes and defending decisions under scrutiny.

Learners will discover how strong documentation protects advisers, organisations, and clients by transforming everyday records into a powerful regulatory defence. 5 CPDs